Request a demo

Leading Independent Broker-Dealer Automates, More Time for Client Advisory

June 8, 2020

Leading Independent Broker-Dealer Automates, More Time for Client Advisory

June 8, 2020

Find more time for client advisory thanks to automated operations.

Embracing the flexibility of our platform, a leading wealth manager found savings and efficiency in automating home office trading and operations. Now, its 16,000 advisors have more time to focus on advising clients.

Our Client

  • Leading RIA and independent broker-dealer
  • Supports independent financial advisors and financial institutions with technology, research, compliance, clearing and practice management programs
  • Its 16,000+ advisors serve clients and their families with financial planning and asset management

The Goal

Our client was looking to deliver a more modern managed accounts solution for its advisors. They aimed to equip them with an intuitive, efficient platform to help them deliver better investment solutions and outcomes for their clients. Flexibility was key; the platform needed to allow advisors incorporate their own proprietary models into a broader portfolio – which could also include externally managed accounts, ETFs, mutual fund models and other managed assets.

Perspective - April 27, 2020

Safeguarding Your Portfolio Management and Trading Infrastructure During Crisis

Extreme market volatility fueled by the pandemic harkens back to the dark days of 2008. During that financial crisis, managers struggled to protect their vital infrastructures.